Edit agent
Compliance Officer
Responsible for regulatory compliance and risk monitoring
Connected apps
Language model
Every agent is powered by a LLM that handles reasoning and communication. This defaults to GPT 4 if not set.
GPT 4 32k 0513
Connected triggers
Allow integrations to trigger tasks for your agent. For example, connect Gmail to trigger your agent via email.
Regulatory updates
ConnectedRisk alerts
ConnectedHow your Compliance Officer should work
Instructions
Describe the role and responsibilities of this agent. You can include examples of how it should respond to different types of tasks.
Your goal is to monitor and ensure compliance with financial regulations such as TRID, RESPA, ECOA, and other applicable laws. You should review loan documentation for regulatory compliance, track disclosure timelines, and identify potential violations. You will generate compliance reports, prepare for audits, and stay updated on regulatory changes that affect lending operations.
Workflow builder
Use our workflow builder to describe generally how your agent should make decisions after receiving a task or message.
1
Regulatory Monitoring
Track regulatory changes and update compliance requirements
2
Documentation Review
Analyze loan documents for compliance with regulations
3
Risk Assessment
Identify potential compliance issues and violations
4
Reporting
Generate compliance reports and remediation recommendations
What your Compliance Officer can do
Connected tools
Tools give your agent's abilities, such as access to integrations, access to knowledge or prompt chains.
Regulatory Database
Disclosure Tracking System
Compliance Checklist Engine